Post by cxgllc on Apr 30, 2019 6:37:07 GMT -5
FINRA administers a lengthy list of exams that are among the most important credentials for people holding key positions in member firms. For some jobs, it may be necessary to hold multiple certifications by passing multiple exams. For most FINRA certifications, re-testing every few years is necessary, to demonstrate that you have kept up with developments in the industry.
You cannot take FINRA tests as an individual. Instead, you must be sponsored by a FINRA member firm. Thus, your employer will determine what tests you need to pass depending on your job. Training for FINRA tests normally is through self-study, although some employers may offer in-house prep classes.
FINRA Compliance | Outsourced FINOP
You cannot take FINRA tests as an individual. Instead, you must be sponsored by a FINRA member firm. Thus, your employer will determine what tests you need to pass depending on your job. Training for FINRA tests normally is through self-study, although some employers may offer in-house prep classes.
FINRA Compliance | Outsourced FINOP